AX
Axos Financial, Inc. · Finance & Insurance · Market cap $5.3B
Insiders sold $412K net in the last 90 days ·3 sellers, 0 buyers· latest Form 4 filed Aug 7, 2026
Insider Buying
$0
reported purchases (SEC code P)
Insider Selling
$7.4M
reported sales (SEC code S)
Unique Insiders
9
in the rolling window
Latest filing
Aug 7, 2026
Santi Roque A
Axos Financial, Inc. (AX) has 69 SEC Form 4 filings (165 transaction rows) in the rolling window, disclosed by 9 distinct insiders. Most recent filing: Aug 7, 2026.
Inside the rolling window, 9 insiders at Axos Financial, Inc. reported no open-market purchases and 13 open-market sales totaling $7.4M. The most active filer is Insider Constantine Thomas M with 3 filings. Insiders have net sold $960K over the trailing 6 months. The most recent open-market filing is a sale of 500 shares by Director Santi Roque A, dated Aug 5, 2026, worth $53K.
- Industry:Banks - Regional
- CEO:Gregory Garrabrants
- Employees:1,781
- HQ:Las Vegas, NV, US
- IPO:2005-03-16
| Source | |||||||
|---|---|---|---|---|---|---|---|
| Director | Sale | 500 | $53K | Aug 7 | -6.7% | SEC ↗ | |
Constantine Thomas MFirst in 4 months | EVP, Chief Credit Officer | Sale | 1,994 | $177K | Jun 9 | +5.6% | SEC ↗ |
Watson Michael JamesFirst filing | EVP, Head of Axos Securities | Sale | 1,653 | $138K | May 21 | +8.6% | SEC ↗ |
Santi Roque AFirst filing | Director | Sale | 500 | $44K | May 12 | +10.6% | SEC ↗ |
| Director | Sale | 1,275 | $125K | Feb 19 | -3.9% | SEC ↗ | |
Nick MosichFirst filing | Director | Sale | 1,000 | $97K | Feb 13 | -4.1% | SEC ↗ |
Constantine Thomas MFirst in 5 months | EVP, Chief Credit Officer | Sale | 3,260 | $326K | Feb 9 | -5.9% | SEC ↗ |
Garrabrants GregoryFirst filing | President and CEO | Sale | 43,294 | $4.3M | Feb 6 | -7.6% | SEC ↗ |
Walsh DerrickFirst filing | EVP, Chief Financial Officer | Sale | 4,846 | $490K | Feb 6 | -7.6% | SEC ↗ |
COURT JAMES JOHNFirst filing | Director | Sale | 11,163 | $1.1M | Feb 6 | -7.6% | SEC ↗ |
Bohlig Tamara NFirst filing | Director | Sale | 2,145 | $185K | Dec 10 | — | SEC ↗ |
Ratinoff Edward JamesFirst filing | Director | Sale | 2,145 | $181K | Dec 8 | — | SEC ↗ |
Constantine Thomas MFirst filing | EVP, Chief Credit Officer | Sale | 1,476 | $136K | Sep 12 | — | SEC ↗ |
Frequently asked questions
How many SEC Form 4 insider filings does AX have?
Axos Financial, Inc. (AX) has 69 SEC Form 4 filings (165 transaction rows) in the rolling 365-day window, disclosed by 9 distinct insiders. Most recent filing: Aug 7, 2026.
When was the most recent SEC Form 4 filing for AX?
The most recent Form 4 filing for AX on Tracefour is dated Aug 7, 2026.
Who is the most active insider at AX?
The most active SEC Form 4 filer at AX in the rolling window is Insider Constantine Thomas M, with 3 filings.
What is the net insider flow at AX over the last 6 months?
Over the trailing 180 days, insiders at AX have net sold $960K based on SEC Form 4 disclosures.
What is the total insider buy and sell value at AX in the current window?
Inside the rolling window, insiders at AX bought $0 and sold $7.4M based on SEC Form 4 filings.
Can I get alerts for AX insider trading?
Yes. Tracefour sends a free email when a new SEC Form 4 purchase or sale is filed at Axos Financial, Inc. (AX). Alerts are set per company from the page itself, there is no paid tier, and each email links to the original filing on SEC EDGAR.
Related companies
Axos Financial, Inc. is in the Finance & Insurance sector.