CAT
CATERPILLAR INC · Manufacturing · Market cap $343.7B
Insiders sold $26.2M net in the last 90 days ·1 seller, 0 buyers· latest Form 4 filed Sep 1, 2026
Insider Buying
$390K
reported purchases (SEC code P)
Insider Selling
$243.7M
reported sales (SEC code S)
Unique Insiders
9
in the rolling window
Latest filing
Sep 1, 2026
Creed Joseph E
CATERPILLAR INC (CAT) has 78 SEC Form 4 filings (205 transaction rows) in the rolling window, disclosed by 9 distinct insiders. Most recent filing: Sep 1, 2026.
Inside the rolling window, 9 insiders at CATERPILLAR INC reported 2 open-market purchases totaling $390K and 28 open-market sales totaling $243.7M. The most active filer is Group President Fassino Anthony D. with 6 filings. Insiders have net sold $115.4M over the trailing 6 months. The most recent open-market filing is a sale of 32,401 shares by Chief Executive Officer Creed Joseph E, dated Aug 28, 2026, worth $26.2M.
- Industry:Agricultural - Machinery
- CEO:Joseph E. Creed
- Employees:118,000
- HQ:Irving, TX, US
- IPO:1929-12-02
| Source | |||||||
|---|---|---|---|---|---|---|---|
Creed Joseph EFirst in 6 months | Chief Executive Officer | Sale | 32,401 | $26.2M | Sep 1 | -5.0% | SEC ↗ |
| Group President | Sale | 12,605 | $11.4M | May 15 | — | SEC ↗ | |
Johnson Denise CFirst in 3 months | Group President | Sale | 6,196 | $5.6M | May 14 | — | SEC ↗ |
| Chief Accounting Officer | Sale | 360 | $326K | May 14 | — | SEC ↗ | |
| Group President | Sale | 16,283 | $14.9M | May 12 | — | SEC ↗ | |
| Group President | Sale | 24,222 | $22.4M | May 7 | — | SEC ↗ | |
| Group President | Sale | 9,152 | $8.5M | May 7 | — | SEC ↗ | |
BONFIELD ANDREW R JFirst in 4 months | CFO Emeritus | Sale | 15,674 | $14.4M | May 7 | — | SEC ↗ |
| Group President | Sale | 5,639 | $5.1M | May 6 | — | SEC ↗ | |
| Group President | Sale | 5,642 | $5.0M | May 5 | — | SEC ↗ | |
MacLennan DavidFirst in 5 months | Director | Purchase | 250 | $219K | May 5 | — | SEC ↗ |
Creed Joseph EFirst filing | Chief Executive Officer | Sale | 2,500 | $1.8M | Mar 6 | — | SEC ↗ |
| Group President | Sale | 2,278 | $1.7M | Feb 24 | — | SEC ↗ | |
Schaupp William EFirst filing | Chief Accounting Officer | Sale | 972 | $743K | Feb 18 | — | SEC ↗ |
Shurman Rodney MichaelFirst filing | Group President | Sale | 1,764 | $1.3M | Feb 18 | — | SEC ↗ |
| Group President | Sale | 7,891 | $6.1M | Feb 17 | — | SEC ↗ | |
| Group President | Sale | 12,507 | $9.6M | Feb 13 | — | SEC ↗ | |
Kaiser JasonFirst in 3 months | Group President | Sale | 1,690 | $1.3M | Feb 13 | — | SEC ↗ |
| Group President | Sale | 22,656 | $16.3M | Feb 9 | — | SEC ↗ | |
| Group President | Sale | 6,033 | $4.4M | Feb 9 | — | SEC ↗ | |
| Group President | Sale | 16,070 | $11.3M | Feb 5 | — | SEC ↗ | |
Johnson Denise CFirst filing | Group President | Sale | 39,138 | $26.7M | Feb 4 | — | SEC ↗ |
| Group President | Sale | 15,977 | $10.9M | Feb 3 | — | SEC ↗ | |
| Group President | Sale | 10,671 | $7.3M | Feb 3 | — | SEC ↗ | |
| Chief Financial Officer | Sale | 10,000 | $5.8M | Jan 5 | — | SEC ↗ |
Earnings: last 7 quarters
Congress trading CAT 164 all-time
- RRep. Tim WalbergPurchase$15,001 - $50,0002025-02-07
- DRep. Jared MoskowitzSale$1,001 - $15,0002026-03-31
- RSen. John BoozmanPurchase$1,001 - $15,0002026-01-29
- RSen. John BoozmanPurchase$1,001 - $15,0002026-01-29
- RSen. John BoozmanPurchase$1,001 - $15,0002026-01-29
- RSen. Markwayne MullinPurchase$15,001 - $50,0002025-12-29
STOCK Act disclosures are filed up to 45 days after the trade. Amount is a disclosed range, not an exact figure.
Frequently asked questions
How many SEC Form 4 insider filings does CAT have?
CATERPILLAR INC (CAT) has 78 SEC Form 4 filings (205 transaction rows) in the rolling 365-day window, disclosed by 9 distinct insiders. Most recent filing: Sep 1, 2026.
When was the most recent SEC Form 4 filing for CAT?
The most recent Form 4 filing for CAT on Tracefour is dated Sep 1, 2026.
Who is the most active insider at CAT?
The most active SEC Form 4 filer at CAT in the rolling window is Group President Fassino Anthony D., with 6 filings.
What is the net insider flow at CAT over the last 6 months?
Over the trailing 180 days, insiders at CAT have net sold $115.4M based on SEC Form 4 disclosures.
What is the total insider buy and sell value at CAT in the current window?
Inside the rolling window, insiders at CAT bought $390K and sold $243.7M based on SEC Form 4 filings.
Can I get alerts for CAT insider trading?
Yes. Tracefour sends a free email when a new SEC Form 4 purchase or sale is filed at CATERPILLAR INC (CAT). Alerts are set per company from the page itself, there is no paid tier, and each email links to the original filing on SEC EDGAR.
Related companies
CATERPILLAR INC is in the Manufacturing sector.