GUG
Guggenheim Active Allocation Fund · Finance & Insurance
Insiders sold $43K net in the last 90 days ·1 seller, 1 buyer· latest Form 4 filed Mar 9, 2026
Insider Buying
$5K
reported purchases (SEC code P)
Insider Selling
$48K
reported sales (SEC code S)
Unique Insiders
2
in the rolling window
Latest filing
Mar 9, 2026
Barnes Randall C
Guggenheim Active Allocation Fund (GUG) has 2 SEC Form 4 filings (2 transaction rows) in the rolling window, disclosed by 2 distinct insiders. Most recent filing: Mar 9, 2026.
Inside the rolling window, 2 insiders at Guggenheim Active Allocation Fund reported 1 open-market purchase totaling $5K and 1 open-market sale totaling $48K. The most recent open-market filing is a sale of 3,000 shares by Director Barnes Randall C, dated Mar 6, 2026, worth $48K.
- Industry:Asset Management
- CEO:Brian Edward Binder
- HQ:Chicago, IL, US
- IPO:2021-11-24
| Source | |||||||
|---|---|---|---|---|---|---|---|
Barnes Randall CFirst in 4 months | TRUSTEE | Sale | 3,000 | $48K | Mar 9 | — | SEC ↗ |
NYBERG RONALDFirst filing | TRUSTEE | Purchase | 321 | $5K | Dec 19 | — | SEC ↗ |
Frequently asked questions
How many SEC Form 4 insider filings does GUG have?
Guggenheim Active Allocation Fund (GUG) has 2 SEC Form 4 filings (2 transaction rows) in the rolling 365-day window, disclosed by 2 distinct insiders. Most recent filing: Mar 9, 2026.
When was the most recent SEC Form 4 filing for GUG?
The most recent Form 4 filing for GUG on Tracefour is dated Mar 9, 2026.
What is the net insider flow at GUG over the last 6 months?
Over the trailing 180 days, insiders at GUG have net sold $43K based on SEC Form 4 disclosures.
What is the total insider buy and sell value at GUG in the current window?
Inside the rolling window, insiders at GUG bought $5K and sold $48K based on SEC Form 4 filings.
Can I get alerts for GUG insider trading?
Yes. Tracefour sends a free email when a new SEC Form 4 purchase or sale is filed at Guggenheim Active Allocation Fund (GUG). Alerts are set per company from the page itself, there is no paid tier, and each email links to the original filing on SEC EDGAR.
Related companies
Guggenheim Active Allocation Fund is in the Finance & Insurance sector.