HTGC
Hercules Capital, Inc.
Insider Buying
$2.9M
reported purchases (SEC code P)
Insider Selling
$0
reported sales (SEC code S)
Unique Insiders
11
in the rolling window
Latest filing
Jul 13, 2026
Randhawa Paramjeet K
Hercules Capital, Inc. (HTGC) has 56 SEC Form 4 filings (68 transaction rows) in the rolling window, disclosed by 11 distinct insiders. Most recent filing: Jul 13, 2026.
Inside the rolling window, 11 insiders at Hercules Capital, Inc. reported 23 open-market purchases totaling $2.9M and no open-market sales. The most active filer is Director Fallon Thomas J with 4 filings. Insiders have net bought $2.8M over the trailing 6 months. The most recent open-market filing is a purchase of 2,926 shares by Director Randhawa Paramjeet K, dated Mar 26, 2026, worth $42K.
- Industry:Asset Management
- CEO:Scott Bluestein
- Employees:100
- HQ:San Mateo, CA, US
- IPO:2005-06-09
| Source | |||||||
|---|---|---|---|---|---|---|---|
| Director | Purchase | 2,926 | $42K | Mar 30 | +24.2% | SEC ↗ | |
| Director | Purchase | 7,317 | $105K | Mar 30 | +24.2% | SEC ↗ | |
| Director | Purchase | 3,658 | $52K | Mar 30 | +24.2% | SEC ↗ | |
| Director | Purchase | 7,317 | $105K | Mar 30 | +24.2% | SEC ↗ | |
Aguirre DeAnneFirst filing | Director | Purchase | 7,317 | $105K | Mar 30 | +24.2% | SEC ↗ |
| Director | Purchase | 7,317 | $105K | Mar 30 | +24.2% | SEC ↗ | |
| Director | Purchase | 7,300 | $104K | Mar 30 | +24.2% | SEC ↗ | |
Follmann ChristianFirst filing | Chief Operating Officer | Purchase | 5,000 | $73K | Mar 5 | +16.7% | SEC ↗ |
Randhawa Paramjeet KFirst filing | Director | Purchase | 3,050 | $45K | Mar 5 | +16.7% | SEC ↗ |
| Chief Financial Officer | Purchase | 21,000 | $301K | Mar 2 | — | SEC ↗ | |
| Director | Purchase | 5,000 | $71K | Feb 27 | — | SEC ↗ | |
Botelho Kiersten ZazaFirst filing | Chief Legal Officer & CCO | Purchase | 1,300 | $18K | Feb 27 | — | SEC ↗ |
| Director | Purchase | 20,000 | $284K | Feb 27 | — | SEC ↗ | |
| Chief Executive Officer | Purchase | 7,000 | $100K | Feb 27 | — | SEC ↗ | |
| Director | Purchase | 2,600 | $37K | Feb 27 | — | SEC ↗ | |
Loo WadeFirst filing | Director | Purchase | 3,300 | $49K | Feb 26 | — | SEC ↗ |
| Director | Purchase | 10,000 | $150K | Feb 25 | — | SEC ↗ | |
BADAVAS ROBERT PFirst filing | Director | Purchase | 5,000 | $75K | Feb 25 | — | SEC ↗ |
CROWELL GAYLE AFirst in 4 months | Director | Purchase | 6,600 | $100K | Feb 25 | — | SEC ↗ |
Bluestein ScottFirst filing | Chief Executive Officer | Purchase | 30,000 | $452K | Feb 24 | — | SEC ↗ |
Fallon Thomas JFirst filing | Director | Purchase | 20,000 | $318K | Feb 19 | — | SEC ↗ |
| Director | Purchase | 6,165 | $98K | Feb 19 | — | SEC ↗ | |
CROWELL GAYLE AFirst filing | Director | Purchase | 6,000 | $107K | Nov 4 | — | SEC ↗ |
Congress trading HTGC 30 all-time
- RRep. Virginia Ann FoxxSale$50,001 - $100,0002026-01-12
- RRep. Virginia Ann FoxxPurchase$1,001 - $15,0002025-11-19
- RRep. Virginia Ann FoxxSale$15,001 - $50,0002025-09-25
- RRep. Virginia Ann FoxxSale$15,001 - $50,0002025-09-25
- RRep. Virginia Ann FoxxPurchase$1,001 - $15,0002025-08-19
- RRep. Virginia Ann FoxxPurchase$1,001 - $15,0002025-05-20
STOCK Act disclosures are filed up to 45 days after the trade. Amount is a disclosed range, not an exact figure.
Frequently asked questions
How many SEC Form 4 insider filings does HTGC have?
Hercules Capital, Inc. (HTGC) has 56 SEC Form 4 filings (68 transaction rows) in the rolling 365-day window, disclosed by 11 distinct insiders. Most recent filing: Jul 13, 2026.
When was the most recent SEC Form 4 filing for HTGC?
The most recent Form 4 filing for HTGC on Tracefour is dated Jul 13, 2026.
Who is the most active insider at HTGC?
The most active SEC Form 4 filer at HTGC in the rolling window is Director Fallon Thomas J, with 4 filings.
What is the net insider flow at HTGC over the last 6 months?
Over the trailing 180 days, insiders at HTGC have net bought $2.8M based on SEC Form 4 disclosures.
What is the total insider buy and sell value at HTGC in the current window?
Inside the rolling window, insiders at HTGC bought $2.9M and sold $0 based on SEC Form 4 filings.
Can I get alerts for HTGC insider trading?
Yes. Tracefour sends a free email when a new SEC Form 4 purchase or sale is filed at Hercules Capital, Inc. (HTGC). Alerts are set per company from the page itself, there is no paid tier, and each email links to the original filing on SEC EDGAR.