UPST
Upstart Holdings, Inc. · Finance & Insurance · Market cap $2.3B
Insiders sold $3.1M net in the last 90 days ·4 sellers, 1 buyer· 3 of 10 sales under Rule 10b5-1 plans· latest Form 4 filed Sep 10, 2026
Insider Buying
$11.6M
reported purchases (SEC code P)
Insider Selling
$7.5M
reported sales (SEC code S)
Unique Insiders
7
in the rolling window
Latest filing
Sep 10, 2026
Gu Paul
Upstart Holdings, Inc. (UPST) has 49 SEC Form 4 filings (75 transaction rows) in the rolling window, disclosed by 7 distinct insiders. Most recent filing: Sep 10, 2026.
Inside the rolling window, 7 insiders at Upstart Holdings, Inc. reported 4 open-market purchases totaling $11.6M and 31 open-market sales totaling $7.5M. The most active filer is President, Capital& Enterprise Datta Sanjay with 9 filings. Insiders have net bought $2.1M over the trailing 6 months. The largest single insider purchase in this window was $5.0M by Director, 10% Owner Girouard Dave on May 7, 2026. The most recent open-market filing is a purchase of 50,000 shares by Chief Executive Officer Gu Paul, dated Sep 10, 2026, worth $1.3M.
- Industry:Financial - Credit Services
- CEO:Paul Gu
- Employees:1,405
- HQ:San Mateo, CA, US
- IPO:2020-12-16
| Source | |||||||
|---|---|---|---|---|---|---|---|
Gu PaulFirst in 4 months | Chief Executive Officer | Purchase | 50,000 | $1.3M | Sep 10 | -5.7% | SEC ↗ |
| President, Capital& Enterprise | Sale | 116,000 | $3.2M | Sep 10 | -5.7% | SEC ↗ | |
| See Remarks | Sale | 913 | $27K | Aug 27 | -22.3% | SEC ↗ | |
| President, Capital& Enterprise | Sale | 10,000 | $315K | Aug 21 | -21.9% | SEC ↗ | |
| President, Capital& Enterprise | Sale | 8,945 | $251K | Aug 21 | -21.9% | SEC ↗ | |
| Chief Legal Officer | Sale | 7,696 | $216K | Aug 21 | -21.9% | SEC ↗ | |
| See Remarks | Sale | 586 | $16K | Aug 21 | -21.9% | SEC ↗ | |
Blankmeyer AndreaFirst in 3 months | Chief Financial Officer | Sale | 7,175 | $211K | Aug 19 | -22.7% | SEC ↗ |
Blankmeyer AndreaFirst in 3 months | Chief Financial Officer | Sale | 3,000 | $88K | Aug 19 | -22.7% | SEC ↗ |
| President, Capital& Enterprise | Sale | 2,033 | $60K | Aug 19 | -22.7% | SEC ↗ | |
| Chief Legal Officer | Sale | 814 | $24K | Aug 19 | — | SEC ↗ | |
| President, Capital& Enterprise | Sale | 15,000 | $456K | Jun 11 | — | SEC ↗ | |
| See Remarks | Sale | 974 | $28K | May 27 | — | SEC ↗ | |
| See Remarks | Sale | 526 | $15K | May 22 | — | SEC ↗ | |
| President, Capital& Enterprise | Sale | 7,985 | $230K | May 22 | — | SEC ↗ | |
| Chief Legal Officer | Sale | 6,634 | $191K | May 22 | — | SEC ↗ | |
Blankmeyer AndreaFirst filing | Chief Financial Officer | Sale | 7,044 | $209K | May 18 | — | SEC ↗ |
| President, Capital& Enterprise | Sale | 1,817 | $54K | May 18 | — | SEC ↗ | |
| Chief Legal Officer | Sale | 727 | $21K | May 18 | — | SEC ↗ | |
Gu PaulFirst in 6 months | Chief Executive Officer | Purchase | 50,000 | $1.4M | May 14 | — | SEC ↗ |
Girouard DaveFirst filing | Director, 10% Owner | Purchase | 170,240 | $5.0M | May 8 | — | SEC ↗ |
| See Remarks | Sale | 390 | $10K | Mar 3 | — | SEC ↗ | |
| See Remarks | Sale | 866 | $25K | Feb 27 | — | SEC ↗ | |
| Chief Legal Officer | Sale | 6,868 | $205K | Feb 24 | — | SEC ↗ | |
Datta SanjayFirst in 3 months | Chief Financial Officer | Sale | 7,982 | $238K | Feb 24 | — | SEC ↗ |
Earnings: last 7 quarters
Congress trading UPST 6 all-time
- RRep. Tony WiedSale$15,001 - $50,0002026-09-17
- RRep. Tony WiedSale$15,001 - $50,0002026-08-14
- RRep. Tony WiedPurchase$15,001 - $50,0002026-07-14
- RRep. Tony WiedSale$15,001 - $50,0002026-06-09
- DRep. Thomas SuozziOther$1,001 - $15,0002022-05-16
- DRep. Thomas SuozziPurchase$15,001 - $50,0002022-05-05
STOCK Act disclosures are filed up to 45 days after the trade. Amount is a disclosed range, not an exact figure.
Frequently asked questions
How many SEC Form 4 insider filings does UPST have?
Upstart Holdings, Inc. (UPST) has 49 SEC Form 4 filings (75 transaction rows) in the rolling 365-day window, disclosed by 7 distinct insiders. Most recent filing: Sep 10, 2026.
When was the most recent SEC Form 4 filing for UPST?
The most recent Form 4 filing for UPST on Tracefour is dated Sep 10, 2026.
Who is the most active insider at UPST?
The most active SEC Form 4 filer at UPST in the rolling window is President, Capital& Enterprise Datta Sanjay, with 9 filings.
What is the net insider flow at UPST over the last 6 months?
Over the trailing 180 days, insiders at UPST have net bought $2.1M based on SEC Form 4 disclosures.
What was the largest insider purchase at UPST?
The largest single insider open-market purchase at UPST in the rolling window was $5.0M by Director, 10% Owner Girouard Dave on 2026-05-07.
What is the total insider buy and sell value at UPST in the current window?
Inside the rolling window, insiders at UPST bought $11.6M and sold $7.5M based on SEC Form 4 filings.
Can I get alerts for UPST insider trading?
Yes. Tracefour sends a free email when a new SEC Form 4 purchase or sale is filed at Upstart Holdings, Inc. (UPST). Alerts are set per company from the page itself, there is no paid tier, and each email links to the original filing on SEC EDGAR.
Related companies
Upstart Holdings, Inc. is in the Finance & Insurance sector.