LPLA
LPL Financial Holdings Inc. · Finance & Insurance · Market cap $25.3B
Insiders sold $2.2M net in the last 90 days ·4 sellers, 0 buyers· 3 of 5 sales under Rule 10b5-1 plans· latest Form 4 filed Sep 14, 2026
Insider Buying
$0
reported purchases (SEC code P)
Insider Selling
$7.7M
reported sales (SEC code S)
Unique Insiders
7
in the rolling window
Latest filing
Sep 14, 2026
Reeping Katharine
LPL Financial Holdings Inc. (LPLA) has 67 SEC Form 4 filings (125 transaction rows) in the rolling window, disclosed by 7 distinct insiders. Most recent filing: Sep 14, 2026.
Inside the rolling window, 7 insiders at LPL Financial Holdings Inc. reported no open-market purchases and 16 open-market sales totaling $7.7M. The most active filer is Group Managing Director Jambusaria Aneri with 4 filings. Insiders have net sold $2.7M over the trailing 6 months. The most recent open-market filing is a sale of 439.949 shares by Principal Accounting Officer Reeping Katharine, dated Sep 11, 2026, worth $153K.
- Industry:Financial - Capital Markets
- CEO:Richard Steinmeier
- Employees:10,081
- HQ:San Diego, CA, US
- IPO:2010-11-18
| Source | |||||||
|---|---|---|---|---|---|---|---|
Reeping KatharineFirst filing | Principal Accounting Officer | Sale | 439.949 | $153K | Sep 14 | -7.1% | SEC ↗ |
| Group Managing Director | Sale | 308 | $110K | Aug 31 | -13.3% | SEC ↗ | |
Gates GregFirst in 9 months | Group Managing Director | Sale | 4,119 | $1.5M | Aug 21 | -11.2% | SEC ↗ |
Enyedi MatthewFirst in 5 months | Group Managing Director | Sale | 1,000 | $353K | Aug 4 | -9.4% | SEC ↗ |
Jambusaria AneriFirst in 4 months | Group Managing Director | Sale | 308 | $94K | Jun 22 | +7.9% | SEC ↗ |
| President and CFO | Sale | 469 | $153K | Apr 16 | +2.7% | SEC ↗ | |
| President and CFO | Sale | 1,110 | $366K | Apr 16 | — | SEC ↗ | |
Cohen Marc EliotFirst filing | Group Managing Director | Sale | 2,212 | $683K | Mar 11 | — | SEC ↗ |
Cohen Marc EliotFirst filing | Group Managing Director | Sale | 1,088.211 | $337K | Mar 11 | — | SEC ↗ |
Jambusaria AneriFirst in 3 months | Group Managing Director | Sale | 308 | $94K | Mar 4 | — | SEC ↗ |
Enyedi MatthewFirst filing | Group Managing Director | Sale | 2,109 | $675K | Feb 27 | — | SEC ↗ |
Audette Matthew JFirst filing | President and CFO | Sale | 1,581 | $507K | Feb 27 | — | SEC ↗ |
| Group Managing Director | Sale | 750 | $278K | Dec 9 | — | SEC ↗ | |
Steinmeier RichardFirst filing | Chief Executive Officer | Sale | 5,058 | $1.9M | Dec 9 | — | SEC ↗ |
Jambusaria AneriFirst filing | Group Managing Director | Sale | 80 | $28K | Dec 3 | — | SEC ↗ |
Gates GregFirst filing | Group Managing Director | Sale | 1,500 | $565K | Nov 7 | — | SEC ↗ |
Earnings: last 7 quarters
Congress trading LPLA 40 all-time
- DRep. Gilbert CisnerosPurchase$1,001 - $15,0002026-06-05
- DRep. Gilbert CisnerosPurchase$1,001 - $15,0002026-06-11
- DRep. Gilbert Ray CisnerosPurchase$1,001 - $15,0002026-06-11
- DRep. Gilbert Ray CisnerosPurchase$1,001 - $15,0002026-06-05
- DRep. Gilbert CisnerosPurchase$1,001 - $15,0002026-05-07
- DRep. Gilbert CisnerosPurchase$1,001 - $15,0002026-05-12
STOCK Act disclosures are filed up to 45 days after the trade. Amount is a disclosed range, not an exact figure.
Frequently asked questions
How many SEC Form 4 insider filings does LPLA have?
LPL Financial Holdings Inc. (LPLA) has 67 SEC Form 4 filings (125 transaction rows) in the rolling 365-day window, disclosed by 7 distinct insiders. Most recent filing: Sep 14, 2026.
When was the most recent SEC Form 4 filing for LPLA?
The most recent Form 4 filing for LPLA on Tracefour is dated Sep 14, 2026.
Who is the most active insider at LPLA?
The most active SEC Form 4 filer at LPLA in the rolling window is Group Managing Director Jambusaria Aneri, with 4 filings.
What is the net insider flow at LPLA over the last 6 months?
Over the trailing 180 days, insiders at LPLA have net sold $2.7M based on SEC Form 4 disclosures.
What is the total insider buy and sell value at LPLA in the current window?
Inside the rolling window, insiders at LPLA bought $0 and sold $7.7M based on SEC Form 4 filings.
Can I get alerts for LPLA insider trading?
Yes. Tracefour sends a free email when a new SEC Form 4 purchase or sale is filed at LPL Financial Holdings Inc. (LPLA). Alerts are set per company from the page itself, there is no paid tier, and each email links to the original filing on SEC EDGAR.
Related companies
LPL Financial Holdings Inc. is in the Finance & Insurance sector.