LPLA
LPL Financial Holdings Inc.
Latest Form 4:Sale$110KbyJambusaria Aneri (Group Managing Director) · filed Aug 31, 2026
LPL Financial Holdings Inc. (LPLA) has 70 SEC Form 4 filings (149 transaction rows) in the rolling window, disclosed by 6 distinct insiders. Most recent filing: Aug 31, 2026.
The most active filer is Group Managing Director Jambusaria Aneri with 5 filings. Insiders have net sold $3.7M over the trailing 6 months.
- Industry:Financial - Capital Markets
- CEO:Richard Steinmeier
- Employees:9,118
- HQ:San Diego, CA, US
- IPO:2010-11-18
Insider Buying
$0
reported purchases (SEC code P)
Insider Selling
$8.4M
reported sales (SEC code S)
Unique Insiders
6
in the rolling window
Market Cap
$29.1B
latest known value
| Source | ||||||
|---|---|---|---|---|---|---|
| Group Managing Director | Sale | 308 | $110K | Aug 31 | SEC ↗ | |
Gates GregFirst in 9 months | Group Managing Director | Sale | 4,119 | $1.5M | Aug 21 | SEC ↗ |
Enyedi MatthewFirst in 5 months | Group Managing Director | Sale | 1,000 | $353K | Aug 4 | SEC ↗ |
Jambusaria AneriFirst in 4 months | Group Managing Director | Sale | 308 | $94K | Jun 22 | SEC ↗ |
| President and CFO | Sale | 469 | $153K | Apr 16 | SEC ↗ | |
| President and CFO | Sale | 1,110 | $366K | Apr 16 | SEC ↗ | |
Cohen Marc EliotFirst filing | Group Managing Director | Sale | 2,212 | $683K | Mar 11 | SEC ↗ |
Cohen Marc EliotFirst filing | Group Managing Director | Sale | 1,088.211 | $337K | Mar 11 | SEC ↗ |
Jambusaria AneriFirst in 3 months | Group Managing Director | Sale | 308 | $94K | Mar 4 | SEC ↗ |
Enyedi MatthewFirst filing | Group Managing Director | Sale | 2,109 | $675K | Feb 27 | SEC ↗ |
Audette Matthew JFirst filing | President and CFO | Sale | 1,581 | $507K | Feb 27 | SEC ↗ |
| Group Managing Director | Sale | 750 | $278K | Dec 9 | SEC ↗ | |
Steinmeier RichardFirst filing | Chief Executive Officer | Sale | 5,058 | $1.9M | Dec 9 | SEC ↗ |
Jambusaria AneriFirst in 3 months | Group Managing Director | Sale | 80 | $28K | Dec 3 | SEC ↗ |
| Group Managing Director | Sale | 1,500 | $565K | Nov 7 | SEC ↗ | |
| Group Managing Director | Sale | 750 | $236K | Oct 8 | SEC ↗ | |
Gates GregFirst filing | Group Managing Director | Sale | 1,500 | $507K | Sep 9 | SEC ↗ |
Jambusaria AneriFirst filing | Group Managing Director | Sale | 80 | $29K | Sep 3 | SEC ↗ |
Congress trading LPLA
See timeline →- DRep. Gilbert CisnerosPurchase$1,001 - $15,0002026-06-05
- DRep. Gilbert CisnerosPurchase$1,001 - $15,0002026-06-11
- DRep. Gilbert CisnerosPurchase$1,001 - $15,0002026-05-07
- DRep. Gilbert CisnerosPurchase$1,001 - $15,0002026-05-12
- DRep. Gilbert CisnerosPurchase$1,001 - $15,0002026-05-19
- DRep. Gilbert CisnerosPurchase$1,001 - $15,0002026-05-14
STOCK Act disclosures are filed up to 45 days after the trade. Amount is a disclosed range, not an exact figure.
Related companies
LPL Financial Holdings Inc. is in the Finance & Insurance sector.