Gates Greg
Group Managing Director
Gates Greg has filed 9 SEC Form 4 filings (62 transaction rows) across 1 company, with disclosures dating back to 2025. 5 of those filings fall inside the rolling window. Most recent filing: Aug 21, 2026.
On the most recent filing, Gates Greg is listed as Group Managing Director at LPL Financial Holdings Inc. Inside the rolling window, Gates Greg reported no open-market purchases and 3 open-market sales totaling $2.3M in LPLA. The largest disclosed transaction in the window is a sale of 4,119 LPLA shares on Aug 20, 2026, worth $1.5M.
Companies traded
Other insiders at LPLA
Insider Buying
$0
reported purchases (SEC code P)
Insider Selling
$2.3M
reported sales (SEC code S)
Companies
1
in the rolling window
Earlier trades
Open-market purchases and sales filed before the rolling 365-day window, kept from the original Form 4 filings.
| Date | Ticker | Type | Value |
|---|---|---|---|
| Oct 6, 2025 | LPLA | Sale | $33K |
| Oct 6, 2025 | LPLA | Sale | $42K |
| Oct 6, 2025 | LPLA | Sale | $34K |
| Oct 6, 2025 | LPLA | Sale | $83K |
| Oct 6, 2025 | LPLA | Sale | $44K |
| Sep 5, 2025 | LPLA | Sale | $11K |
| Sep 5, 2025 | LPLA | Sale | $4K |
| Sep 5, 2025 | LPLA | Sale | $37K |
| Sep 5, 2025 | LPLA | Sale | $345 |
| Sep 5, 2025 | LPLA | Sale | $1K |
| Sep 5, 2025 | LPLA | Sale | $52K |
| Sep 5, 2025 | LPLA | Sale | $16K |
| Sep 5, 2025 | LPLA | Sale | $27K |
| Sep 5, 2025 | LPLA | Sale | $65K |
| Sep 5, 2025 | LPLA | Sale | $41K |
| Sep 5, 2025 | LPLA | Sale | $8K |
| Sep 5, 2025 | LPLA | Sale | $43K |
| Sep 5, 2025 | LPLA | Sale | $24K |
| Sep 5, 2025 | LPLA | Sale | $9K |
| Sep 5, 2025 | LPLA | Sale | $109K |
| Sep 5, 2025 | LPLA | Sale | $26K |
| Sep 5, 2025 | LPLA | Sale | $4K |
| Sep 5, 2025 | LPLA | Sale | $30K |
Frequently asked questions
How many SEC Form 4 filings has Gates Greg made?
Gates Greg has filed 9 SEC Form 4 filings (62 transaction rows) across 1 company since 2025.
Which companies does Gates Greg trade?
Gates Greg has filed SEC Form 4 disclosures for 1 company, including LPLA.
When was Gates Greg's most recent SEC Form 4 filing?
Gates Greg's most recent SEC Form 4 filing on Tracefour is dated Aug 21, 2026.
What is Gates Greg's job title?
On the most recent SEC Form 4 filings tracked by Tracefour, Gates Greg is listed as Group Managing Director.
What is Gates Greg's total buy and sell value in the current window?
Inside the rolling retention window, Gates Greg bought $0 and sold $2.3M based on SEC Form 4 filings.
What was Gates Greg's largest disclosed transaction?
The largest disclosed transaction in the current window is a sale of 4,119 LPLA shares on 2026-08-20, worth $1.5M, per SEC Form 4 filings.