NLY
ANNALY CAPITAL MANAGEMENT INC · Real Estate · Market cap $14.2B
Insiders sold $889K net in the last 90 days ·1 seller, 0 buyers· 1 of 1 sale under Rule 10b5-1 plans· latest Form 4 filed Nov 3, 2026
Insider Buying
$0
reported purchases (SEC code P)
Insider Selling
$6.3M
reported sales (SEC code S)
Unique Insiders
3
in the rolling window
Latest filing
Nov 3, 2026
Finkelstein David L
ANNALY CAPITAL MANAGEMENT INC (NLY) has 14 SEC Form 4 filings (21 transaction rows) in the rolling window, disclosed by 3 distinct insiders. Most recent filing: Nov 3, 2026.
Inside the rolling window, 3 insiders at ANNALY CAPITAL MANAGEMENT INC reported no open-market purchases and 8 open-market sales totaling $6.3M. The most active filer is CEO and Co-CIO Finkelstein David L with 4 filings. Insiders have net sold $2.0M over the trailing 6 months. The most recent open-market filing is a sale of 48,223 shares by CEO and Co-CIO Finkelstein David L, dated Nov 2, 2026, worth $889K.
- Industry:REIT - Mortgage
- CEO:David L. Finkelstein
- Employees:212
- HQ:New York City, NY, US
- IPO:1997-10-08
| Source | |||||||
|---|---|---|---|---|---|---|---|
Finkelstein David LFirst in 3 months | CEO and Co-CIO | Sale | 48,223 | $889K | Nov 3 | +3.4% | SEC ↗ |
Finkelstein David LFirst in 3 months | CEO and Co-CIO | Sale | 50,000 | $1.1M | Aug 4 | -17.1% | SEC ↗ |
| Chief Financial Officer | Sale | 16,537 | $372K | May 5 | -15.8% | SEC ↗ | |
| CEO and Co-CIO | Sale | 50,000 | $1.1M | Apr 30 | -17.7% | SEC ↗ | |
| President and COO | Sale | 26,491 | $605K | Feb 27 | -18.9% | SEC ↗ | |
Wolfe SerenaFirst filing | Chief Financial Officer | Sale | 16,536 | $383K | Feb 19 | -18.0% | SEC ↗ |
Finkelstein David LFirst filing | CEO and Co-CIO | Sale | 50,000 | $1.2M | Feb 19 | -18.0% | SEC ↗ |
Campbell Steven FrancisFirst filing | President and COO | Sale | 28,225 | $653K | Feb 19 | -18.0% | SEC ↗ |
Earnings: last 7 quarters
Congress trading NLY 11 all-time
- DRep. Daniel GoldmanOther$1,001 - $15,0002023-03-01
- DRep. Daniel GoldmanOther$1,001 - $15,0002023-03-06
- RRep. Bob GibbsPurchase$1,001 - $15,0002020-01-08
- RRep. Bob GibbsPurchase$1,001 - $15,0002019-12-19
- RRep. Bob GibbsPurchase$1,001 - $15,0002019-03-26
- RRep. Bob GibbsPurchase$1,001 - $15,0002019-03-22
STOCK Act disclosures are filed up to 45 days after the trade. Amount is a disclosed range, not an exact figure.
Frequently asked questions
How many SEC Form 4 insider filings does NLY have?
ANNALY CAPITAL MANAGEMENT INC (NLY) has 14 SEC Form 4 filings (21 transaction rows) in the rolling 365-day window, disclosed by 3 distinct insiders. Most recent filing: Nov 3, 2026.
When was the most recent SEC Form 4 filing for NLY?
The most recent Form 4 filing for NLY on Tracefour is dated Nov 3, 2026.
Who is the most active insider at NLY?
The most active SEC Form 4 filer at NLY in the rolling window is CEO and Co-CIO Finkelstein David L, with 4 filings.
What is the net insider flow at NLY over the last 6 months?
Over the trailing 180 days, insiders at NLY have net sold $2.0M based on SEC Form 4 disclosures.
What is the total insider buy and sell value at NLY in the current window?
Inside the rolling window, insiders at NLY bought $0 and sold $6.3M based on SEC Form 4 filings.
Can I get alerts for NLY insider trading?
Yes. Tracefour sends a free email when a new SEC Form 4 purchase or sale is filed at ANNALY CAPITAL MANAGEMENT INC (NLY). Alerts are set per company from the page itself, there is no paid tier, and each email links to the original filing on SEC EDGAR.
Related companies
ANNALY CAPITAL MANAGEMENT INC is in the Real Estate sector.