Finkelstein David L
CEO and Co-CIO
Finkelstein David L has filed 7 SEC Form 4 filings (9 transaction rows) across 1 company, with disclosures dating back to 2025. 6 of those filings fall inside the rolling window. Most recent filing: Nov 3, 2026.
On the most recent filing, Finkelstein David L is listed as CEO and Co-CIO at ANNALY CAPITAL MANAGEMENT INC. Inside the rolling window, Finkelstein David L reported no open-market purchases and 4 open-market sales totaling $4.3M in NLY. The largest disclosed transaction in the window is a sale of 50,000 NLY shares on Feb 18, 2026, worth $1.2M.
Companies traded
Other insiders at NLY
Insider Buying
$0
reported purchases (SEC code P)
Insider Selling
$4.3M
reported sales (SEC code S)
Companies
1
in the rolling window
Earlier trades
Open-market purchases and sales filed before the rolling 365-day window, kept from the original Form 4 filings.
| Date | Ticker | Type | Value |
|---|---|---|---|
| Nov 3, 2025 | NLY | Sale | $1.1M |
Frequently asked questions
How many SEC Form 4 filings has Finkelstein David L made?
Finkelstein David L has filed 7 SEC Form 4 filings (9 transaction rows) across 1 company since 2025.
Which companies does Finkelstein David L trade?
Finkelstein David L has filed SEC Form 4 disclosures for 1 company, including NLY.
When was Finkelstein David L's most recent SEC Form 4 filing?
Finkelstein David L's most recent SEC Form 4 filing on Tracefour is dated Nov 3, 2026.
What is Finkelstein David L's job title?
On the most recent SEC Form 4 filings tracked by Tracefour, Finkelstein David L is listed as CEO and Co-CIO.
What is Finkelstein David L's total buy and sell value in the current window?
Inside the rolling retention window, Finkelstein David L bought $0 and sold $4.3M based on SEC Form 4 filings.
What was Finkelstein David L's largest disclosed transaction?
The largest disclosed transaction in the current window is a sale of 50,000 NLY shares on 2026-02-18, worth $1.2M, per SEC Form 4 filings.