Brockman Dawn M.
SVP AND CONTROLLER
Brockman Dawn M. has filed 4 SEC Form 4 filings (7 transaction rows) across 1 company, with disclosures dating back to 2026. 4 of those filings fall inside the rolling window. Most recent filing: Aug 12, 2026.
On the most recent filing, Brockman Dawn M. is listed as SVP AND CONTROLLER at AMERIPRISE FINANCIAL INC. Inside the rolling window, Brockman Dawn M. reported no open-market purchases and 1 open-market sale totaling $264K in AMP.
Companies traded
Other insiders at AMP
Insider Buying
$0
reported purchases (SEC code P)
Insider Selling
$264K
reported sales (SEC code S)
Companies
1
in the rolling window
Frequently asked questions
How many SEC Form 4 filings has Brockman Dawn M. made?
Brockman Dawn M. has filed 4 SEC Form 4 filings (7 transaction rows) across 1 company since 2026.
Which companies does Brockman Dawn M. trade?
Brockman Dawn M. has filed SEC Form 4 disclosures for 1 company, including AMP.
When was Brockman Dawn M.'s most recent SEC Form 4 filing?
Brockman Dawn M.'s most recent SEC Form 4 filing on Tracefour is dated Aug 12, 2026.
What is Brockman Dawn M.'s job title?
On the most recent SEC Form 4 filings tracked by Tracefour, Brockman Dawn M. is listed as SVP AND CONTROLLER.
What is Brockman Dawn M.'s total buy and sell value in the current window?
Inside the rolling retention window, Brockman Dawn M. bought $0 and sold $264K based on SEC Form 4 filings.
What was Brockman Dawn M.'s largest disclosed transaction?
The largest disclosed transaction in the current window is a sale of 472 AMP shares on 2026-08-10, worth $264K, per SEC Form 4 filings.