Dean Lia
Pres, Banking & Prem. Products
Dean Lia has filed 10 SEC Form 4 filings (15 transaction rows) across 1 company, with disclosures dating back to 2025. 10 of those filings fall inside the rolling window. Most recent filing: Oct 19, 2026.
On the most recent filing, Dean Lia is listed as Pres, Banking & Prem. Products at CAPITAL ONE FINANCIAL CORP. Inside the rolling window, Dean Lia reported no open-market purchases and 8 open-market sales totaling $4.5M in COF. The largest disclosed transaction in the window is a sale of 3,163 COF shares on Jan 2, 2026, worth $773K.
Companies traded
Other insiders at COF
Insider Buying
$0
reported purchases (SEC code P)
Insider Selling
$4.5M
reported sales (SEC code S)
Companies
1
in the rolling window
| Source | |||||||
|---|---|---|---|---|---|---|---|
| COF | Pres, Banking & Prem. Products | Sale | 1,887 | $370K | Oct 19 | SEC ↗ | |
| COF | Pres, Banking & Prem. Products | Sale | 2,066 | $426K | Sep 16 | SEC ↗ | |
| COF | Pres, Banking & Prem. Products | Sale | 2,193 | $495K | Aug 18 | SEC ↗ | |
| COF | Pres, Banking & Prem. Products | Sale | 1,692 | $314K | Apr 3 | SEC ↗ | |
| COF | Pres, Banking & Prem. Products | Sale | 3,284 | $627K | Mar 3 | SEC ↗ | |
| COF | Pres, Banking & Prem. Products | Sale | 3,284 | $735K | Feb 5 | SEC ↗ | |
| COF | Pres, Banking & Prem. Products | Sale | 3,163 | $773K | Jan 6 | SEC ↗ | |
| COF | Pres, Banking & Prem. Products | Sale | 3,269 | $713K | Dec 3 | SEC ↗ |
Frequently asked questions
How many SEC Form 4 filings has Dean Lia made?
Dean Lia has filed 10 SEC Form 4 filings (15 transaction rows) across 1 company since 2025.
Which companies does Dean Lia trade?
Dean Lia has filed SEC Form 4 disclosures for 1 company, including COF.
When was Dean Lia's most recent SEC Form 4 filing?
Dean Lia's most recent SEC Form 4 filing on Tracefour is dated Oct 19, 2026.
What is Dean Lia's job title?
On the most recent SEC Form 4 filings tracked by Tracefour, Dean Lia is listed as Pres, Banking & Prem. Products.
What is Dean Lia's total buy and sell value in the current window?
Inside the rolling retention window, Dean Lia bought $0 and sold $4.5M based on SEC Form 4 filings.
What was Dean Lia's largest disclosed transaction?
The largest disclosed transaction in the current window is a sale of 3,163 COF shares on 2026-01-02, worth $773K, per SEC Form 4 filings.