RiverNorth Financial Holdings, LLC
SEC Form 4 insider trading activity
RiverNorth Financial Holdings, LLC has filed 36 SEC Form 4 filings (42 transaction rows) across 3 companies, including RMI, RFMZ, RFM, with disclosures dating back to 2025. 29 of those filings fall inside the rolling window. Most recent filing: Dec 23, 2025.
On the most recent filing, RiverNorth Financial Holdings, LLC is listed as Insider at RiverNorth Opportunistic Municipal Income Fund, Inc. Inside the rolling window, RiverNorth Financial Holdings, LLC reported 34 open-market purchases totaling $1.6M in RMI and RFMZ and RFM and no open-market sales. The largest disclosed transaction in the window is a purchase of 8,177 RFMZ shares on Dec 2, 2025, worth $104K.
Companies traded
Insider Buying
$1.6M
reported purchases (SEC code P)
Insider Selling
$0
reported sales (SEC code S)
Companies
3
in the rolling window
| Source | |||||||
|---|---|---|---|---|---|---|---|
| RMI | Affiliate of the Adviser | Purchase | 3,941 | $57K | Dec 23 | SEC ↗ | |
| RMI | Affiliate of the Adviser | Purchase | 5,058 | $73K | Dec 22 | SEC ↗ | |
| RFMZ | Affiliate of the Adviser | Purchase | 2,065 | $26K | Dec 4 | SEC ↗ | |
| RFMZ | Affiliate of the Adviser | Purchase | 3,791 | $48K | Dec 4 | SEC ↗ | |
| RFMZ | Affiliate of the Adviser | Purchase | 8,177 | $104K | Dec 3 | SEC ↗ | |
| RFM | Affiliate of the Adviser | Purchase | 175 | $2K | Nov 28 | SEC ↗ | |
| RFM | Affiliate of the Adviser | Purchase | 2,700 | $38K | Nov 26 | SEC ↗ | |
| RMI | Affiliate of the Adviser | Purchase | 5,558 | $80K | Nov 25 | SEC ↗ | |
| RFM | Affiliate of the Adviser | Purchase | 4,905 | $69K | Nov 25 | SEC ↗ | |
| RMI | Affiliate of the Adviser | Purchase | 6,642 | $97K | Nov 18 | SEC ↗ | |
| RFM | Affiliate of the Adviser | Purchase | 4,346 | $62K | Nov 17 | SEC ↗ | |
| RMI | Affiliate of the Adviser | Purchase | 7,045 | $102K | Nov 17 | SEC ↗ | |
| RMI | Affiliate of the Adviser | Purchase | 3,664 | $53K | Nov 14 | SEC ↗ | |
| RFM | Affiliate of the Adviser | Purchase | 4,346 | $62K | Nov 12 | SEC ↗ | |
| RFM | Affiliate of the Adviser | Purchase | 1,243 | $18K | Nov 12 | SEC ↗ | |
| RMI | Affiliate of the Adviser | Purchase | 1,301 | $19K | Nov 12 | SEC ↗ | |
| RMI | Affiliate of the Adviser | Purchase | 1,657 | $24K | Nov 12 | SEC ↗ | |
| RFM | Affiliate of the Adviser | Purchase | 4,257 | $61K | Nov 10 | SEC ↗ | |
| RMI | Affiliate of the Adviser | Purchase | 6,857 | $99K | Nov 10 | SEC ↗ | |
| RMI | Affiliate of the Adviser | Purchase | 1,226 | $18K | Nov 6 | SEC ↗ | |
| RFM | Affiliate of the Adviser | Purchase | 2,165 | $31K | Nov 6 | SEC ↗ | |
| RMI | Affiliate of the Adviser | Purchase | 6,857 | $101K | Nov 5 | SEC ↗ | |
| RFM | Affiliate of the Adviser | Purchase | 4,257 | $61K | Nov 5 | SEC ↗ | |
| RMI | Affiliate of the Adviser | Purchase | 1,032 | $15K | Nov 3 | SEC ↗ | |
| RMI | Affiliate of the Adviser | Purchase | 1,640 | $24K | Nov 3 | SEC ↗ |
Earlier trades
Open-market purchases and sales filed before the rolling 365-day window, kept from the original Form 4 filings.
| Date | Ticker | Type | Value |
|---|---|---|---|
| Oct 21, 2025 | RMI | Purchase | $42K |
| Oct 21, 2025 | RFM | Purchase | $63K |
| Oct 20, 2025 | RMI | Purchase | $41K |
| Oct 17, 2025 | RMI | Purchase | $61K |
| Oct 16, 2025 | RMI | Purchase | $45K |
| Oct 15, 2025 | RMI | Purchase | $61K |
| Oct 14, 2025 | RMI | Purchase | $18K |
| Oct 13, 2025 | RMI | Purchase | $13K |
Frequently asked questions
How many SEC Form 4 filings has RiverNorth Financial Holdings, LLC made?
RiverNorth Financial Holdings, LLC has filed 36 SEC Form 4 filings (42 transaction rows) across 3 companies, including RMI, RFMZ, RFM since 2025.
Which companies does RiverNorth Financial Holdings, LLC trade?
RiverNorth Financial Holdings, LLC has filed SEC Form 4 disclosures for 3 companies, including RMI, RFMZ, RFM.
When was RiverNorth Financial Holdings, LLC's most recent SEC Form 4 filing?
RiverNorth Financial Holdings, LLC's most recent SEC Form 4 filing on Tracefour is dated Dec 23, 2025.
What is RiverNorth Financial Holdings, LLC's total buy and sell value in the current window?
Inside the rolling retention window, RiverNorth Financial Holdings, LLC bought $1.6M and sold $0 based on SEC Form 4 filings.
What was RiverNorth Financial Holdings, LLC's largest disclosed transaction?
The largest disclosed transaction in the current window is a purchase of 8,177 RFMZ shares on 2025-12-02, worth $104K, per SEC Form 4 filings.