SMITH CHARLES A
Chief Risk Officer
SMITH CHARLES A has filed 2 SEC Form 4 filings (3 transaction rows) across 1 company, with disclosures dating back to 2026. 2 of those filings fall inside the rolling window. Most recent filing: Jan 22, 2026.
On the most recent filing, SMITH CHARLES A is listed as Chief Risk Officer at MORGAN STANLEY. Inside the rolling window, SMITH CHARLES A reported no open-market purchases and 1 open-market sale totaling $1.5M in MS.
Companies traded
Other insiders at MS
Insider Buying
$0
reported purchases (SEC code P)
Insider Selling
$1.5M
reported sales (SEC code S)
Companies
1
in the rolling window
Frequently asked questions
How many SEC Form 4 filings has SMITH CHARLES A made?
SMITH CHARLES A has filed 2 SEC Form 4 filings (3 transaction rows) across 1 company since 2026.
Which companies does SMITH CHARLES A trade?
SMITH CHARLES A has filed SEC Form 4 disclosures for 1 company, including MS.
When was SMITH CHARLES A's most recent SEC Form 4 filing?
SMITH CHARLES A's most recent SEC Form 4 filing on Tracefour is dated Jan 22, 2026.
What is SMITH CHARLES A's job title?
On the most recent SEC Form 4 filings tracked by Tracefour, SMITH CHARLES A is listed as Chief Risk Officer.
What is SMITH CHARLES A's total buy and sell value in the current window?
Inside the rolling retention window, SMITH CHARLES A bought $0 and sold $1.5M based on SEC Form 4 filings.
What was SMITH CHARLES A's largest disclosed transaction?
The largest disclosed transaction in the current window is a sale of 8,500 MS shares on 2026-01-20, worth $1.5M, per SEC Form 4 filings.