SWZ
Total Return Securities Fund
Latest Form 4:Purchase$10KbyDas Rajeev P (Secretary) · filed Aug 25, 2026
Total Return Securities Fund (SWZ) has 45 SEC Form 4 filings (101 transaction rows) in the rolling window, disclosed by 5 distinct insiders. Most recent filing: Aug 25, 2026.
The most active filer is President and CEO Dakos Andrew with 28 filings. Insiders have net bought $988K over the trailing 6 months.
- Industry:Asset Management
- CEO:Andrew Dakos
- HQ:New York, NY, US
- IPO:1987-08-19
Insider Buying
$1.3M
reported purchases (SEC code P)
Insider Selling
$347K
reported sales (SEC code S)
Unique Insiders
5
in the rolling window
| Source | ||||||
|---|---|---|---|---|---|---|
Das Rajeev PFirst in 7 months | Secretary | Purchase | 1,700 | $10K | Aug 25 | SEC ↗ |
Das Rajeev PFirst in 7 months | Secretary | Purchase | 1,366 | $8K | Aug 25 | SEC ↗ |
| Director | Purchase | 1,000 | $6K | Aug 12 | SEC ↗ | |
| Director | Purchase | 517 | $3K | Jul 24 | SEC ↗ | |
| Director | Purchase | 2,000 | $12K | Jul 24 | SEC ↗ | |
| Director | Purchase | 1,000 | $6K | Jul 22 | SEC ↗ | |
| Director | Purchase | 483 | $3K | Jul 22 | SEC ↗ | |
GOLDSTEIN PHILLIPFirst in 3 months | Secretary | Purchase | 5,980 | $36K | Jul 8 | SEC ↗ |
| President and CEO | Purchase | 5,000 | $30K | Jul 7 | SEC ↗ | |
| Director | Purchase | 2,091 | $12K | Jun 30 | SEC ↗ | |
| Director | Purchase | 2,000 | $12K | Jun 30 | SEC ↗ | |
| Director | Purchase | 147 | $869 | Jun 22 | SEC ↗ | |
| Director | Purchase | 1,853 | $11K | Jun 22 | SEC ↗ | |
| Director | Purchase | 155 | $922 | Jun 17 | SEC ↗ | |
| Director | Purchase | 2,000 | $12K | Jun 17 | SEC ↗ | |
| Director | Purchase | 1,000 | $6K | Jun 1 | SEC ↗ | |
| President and CEO | Purchase | 7,500 | $45K | May 29 | SEC ↗ | |
| President and CEO | Purchase | 5,500 | $33K | May 29 | SEC ↗ | |
| President and CEO | Purchase | 4,000 | $24K | May 20 | SEC ↗ | |
| President and CEO | Purchase | 13 | $77 | May 20 | SEC ↗ | |
| President and CEO | Purchase | 2,987 | $18K | May 20 | SEC ↗ | |
| Director | Purchase | 1,002 | $6K | Apr 27 | SEC ↗ | |
| President and CEO | Purchase | 8,265 | $50K | Apr 20 | SEC ↗ | |
| President and CEO | Purchase | 3,000 | $18K | Apr 20 | SEC ↗ | |
| President and CEO | Purchase | 2,000 | $12K | Apr 9 | SEC ↗ | |
| President and CEO | Purchase | 4,000 | $24K | Apr 9 | SEC ↗ | |
| President and CEO | Purchase | 4,863 | $29K | Apr 6 | SEC ↗ | |
| President and CEO | Purchase | 100 | $595 | Apr 6 | SEC ↗ | |
| President and CEO | Purchase | 5,900 | $35K | Mar 31 | SEC ↗ | |
| President and CEO | Purchase | 5,300 | $31K | Mar 31 | SEC ↗ | |
| President and CEO | Purchase | 6,000 | $36K | Mar 26 | SEC ↗ | |
| Secretary | Purchase | 10,000 | $60K | Mar 19 | SEC ↗ | |
| President and CEO | Purchase | 1,700 | $10K | Mar 13 | SEC ↗ | |
| President and CEO | Purchase | 3,324 | $20K | Mar 13 | SEC ↗ | |
| President and CEO | Purchase | 12,000 | $72K | Mar 9 | SEC ↗ | |
| President and CEO | Purchase | 12,500 | $75K | Mar 9 | SEC ↗ | |
| Secretary | Purchase | 10,000 | $60K | Mar 9 | SEC ↗ | |
| Secretary | Purchase | 5,000 | $30K | Mar 5 | SEC ↗ | |
| President and CEO | Purchase | 14,918 | $90K | Mar 4 | SEC ↗ | |
| President and CEO | Purchase | 5,000 | $31K | Mar 2 | SEC ↗ | |
| President and CEO | Purchase | 2,000 | $12K | Mar 2 | SEC ↗ | |
| President and CEO | Purchase | 4,000 | $25K | Feb 25 | SEC ↗ | |
| President and CEO | Purchase | 1,674 | $10K | Feb 25 | SEC ↗ | |
| Director | Purchase | 5,000 | $31K | Feb 25 | SEC ↗ | |
| President and CEO | Purchase | 5,000 | $31K | Feb 23 | SEC ↗ | |
| President and CEO | Purchase | 3,000 | $18K | Feb 23 | SEC ↗ | |
| Director | Purchase | 10,000 | $61K | Feb 10 | SEC ↗ | |
| President and CEO | Purchase | 10,000 | $60K | Feb 5 | SEC ↗ | |
| President and CEO | Purchase | 6,000 | $36K | Feb 5 | SEC ↗ | |
SELL MORITZ AFirst in 3 months | Director | Purchase | 1,120 | $7K | Feb 4 | SEC ↗ |
SELL MORITZ AFirst in 3 months | Director | Purchase | 1,000 | $6K | Feb 4 | SEC ↗ |
| Director | Purchase | 10,000 | $59K | Feb 3 | SEC ↗ | |
| 10% Owner | Sale | 7,772 | $49K | Dec 31 | SEC ↗ | |
| 10% Owner | Sale | 12,196 | $76K | Dec 31 | SEC ↗ | |
| 10% Owner | Sale | 1,067 | $7K | Dec 29 | SEC ↗ | |
| 10% Owner | Sale | 5,400 | $34K | Dec 29 | SEC ↗ | |
| 10% Owner | Sale | 1,100 | $7K | Dec 29 | SEC ↗ | |
| 10% Owner | Sale | 21,000 | $131K | Dec 29 | SEC ↗ | |
CSS LLC/ILFirst filing | 10% Owner | Sale | 7,000 | $44K | Dec 17 | SEC ↗ |
SELL MORITZ AFirst filing | Director | Purchase | 1,000 | $6K | Oct 29 | SEC ↗ |
Related companies
Total Return Securities Fund is in the Finance & Insurance sector.