SWZ
Total Return Securities Fund
Total Return Securities Fund (SWZ) has 6 SEC Form 4 filings (21 transaction rows) in the rolling window, disclosed by 4 distinct insiders. Most recent filing: Jul 8, 2026.
The most active filer is Director SELL MORITZ A with 6 filings. Insiders have net bought $114K over the trailing 6 months.
- Industry:Asset Management
- CEO:Frederick Skillin
- HQ:New York City, NY, US
- IPO:1987-08-19
Insider Buying
$114K
reported purchases (SEC code P)
Insider Selling
$179K
reported sales (SEC code S)
Unique Insiders
4
in the rolling window
| Source | ||||||
|---|---|---|---|---|---|---|
GOLDSTEIN PHILLIPFirst filing | Secretary | Purchase | 5,980 | $36K | Jul 8 | SEC ↗ |
Dakos AndrewFirst filing | President and CEO | Purchase | 5,000 | $30K | Jul 7 | SEC ↗ |
| Director | Purchase | 2,091 | $12K | Jun 30 | SEC ↗ | |
| Director | Purchase | 2,000 | $12K | Jun 30 | SEC ↗ | |
| Director | Purchase | 147 | $869 | Jun 22 | SEC ↗ | |
| Director | Purchase | 1,853 | $11K | Jun 22 | SEC ↗ | |
SELL MORITZ AFirst filing | Director | Purchase | 155 | $922 | Jun 17 | SEC ↗ |
SELL MORITZ AFirst filing | Director | Purchase | 2,000 | $12K | Jun 17 | SEC ↗ |
CSS LLC/ILFirst filing | 10% Owner | Sale | 1,067 | $7K | Dec 29 | SEC ↗ |
CSS LLC/ILFirst filing | 10% Owner | Sale | 5,400 | $34K | Dec 29 | SEC ↗ |
CSS LLC/ILFirst filing | 10% Owner | Sale | 1,100 | $7K | Dec 29 | SEC ↗ |
CSS LLC/ILFirst filing | 10% Owner | Sale | 21,000 | $131K | Dec 29 | SEC ↗ |
Related companies
Total Return Securities Fund is in the Finance & Insurance sector.