SWZ
Total Return Securities Fund · Finance & Insurance
Insiders bought $222K net in the last 90 days ·0 sellers, 4 buyers· latest Form 4 filed Oct 13, 2026
Insider Buying
$1.5M
reported purchases (SEC code P)
Insider Selling
$347K
reported sales (SEC code S)
Unique Insiders
5
in the rolling window
Latest filing
Oct 13, 2026
GOLDSTEIN PHILLIP
Total Return Securities Fund (SWZ) has 49 SEC Form 4 filings (108 transaction rows) in the rolling window, disclosed by 5 distinct insiders. Most recent filing: Oct 13, 2026.
Inside the rolling window, 5 insiders at Total Return Securities Fund reported 58 open-market purchases totaling $1.5M and 7 open-market sales totaling $347K. The most active filer is President and CEO Dakos Andrew with 30 filings. Insiders have net bought $535K over the trailing 6 months. The most recent open-market filing is a purchase of 5,000 shares by Secretary GOLDSTEIN PHILLIP, dated Oct 8, 2026, worth $29K.
- Industry:Asset Management
- CEO:Andrew Dakos
- HQ:New York, NY, US
- IPO:1987-08-19
| Source | |||||||
|---|---|---|---|---|---|---|---|
| Secretary | Purchase | 5,000 | $29K | Oct 13 | cluster+1.0% | SEC ↗ | |
| Director | Purchase | 2,000 | $12K | Sep 30 | cluster+1.9% | SEC ↗ | |
| President and CEO | Purchase | 10,000 | $58K | Sep 29 | cluster+1.4% | SEC ↗ | |
| President and CEO | Purchase | 10,000 | $58K | Sep 29 | cluster+1.4% | SEC ↗ | |
| Director | Purchase | 3,000 | $18K | Sep 1 | cluster-2.7% | SEC ↗ | |
Das Rajeev PFirst in 7 months | Secretary | Purchase | 1,700 | $10K | Aug 25 | cluster-2.3% | SEC ↗ |
Das Rajeev PFirst in 7 months | Secretary | Purchase | 1,366 | $8K | Aug 25 | cluster-2.3% | SEC ↗ |
| Director | Purchase | 1,000 | $6K | Aug 12 | -2.0% | SEC ↗ | |
| Director | Purchase | 517 | $3K | Jul 24 | — | SEC ↗ | |
| Director | Purchase | 2,000 | $12K | Jul 24 | — | SEC ↗ | |
| Director | Purchase | 1,000 | $6K | Jul 22 | — | SEC ↗ | |
| Director | Purchase | 483 | $3K | Jul 22 | — | SEC ↗ | |
GOLDSTEIN PHILLIPFirst in 3 months | Secretary | Purchase | 5,980 | $36K | Jul 8 | — | SEC ↗ |
| President and CEO | Purchase | 5,000 | $30K | Jul 7 | — | SEC ↗ | |
| Director | Purchase | 2,091 | $12K | Jun 30 | — | SEC ↗ | |
| Director | Purchase | 2,000 | $12K | Jun 30 | — | SEC ↗ | |
| Director | Purchase | 147 | $869 | Jun 22 | — | SEC ↗ | |
| Director | Purchase | 1,853 | $11K | Jun 22 | — | SEC ↗ | |
| Director | Purchase | 155 | $922 | Jun 17 | — | SEC ↗ | |
| Director | Purchase | 2,000 | $12K | Jun 17 | — | SEC ↗ | |
| Director | Purchase | 1,000 | $6K | Jun 1 | — | SEC ↗ | |
| President and CEO | Purchase | 7,500 | $45K | May 29 | — | SEC ↗ | |
| President and CEO | Purchase | 5,500 | $33K | May 29 | — | SEC ↗ | |
| President and CEO | Purchase | 4,000 | $24K | May 20 | — | SEC ↗ | |
| President and CEO | Purchase | 13 | $77 | May 20 | — | SEC ↗ |
Earnings: last 7 quarters
Frequently asked questions
How many SEC Form 4 insider filings does SWZ have?
Total Return Securities Fund (SWZ) has 49 SEC Form 4 filings (108 transaction rows) in the rolling 365-day window, disclosed by 5 distinct insiders. Most recent filing: Oct 13, 2026.
When was the most recent SEC Form 4 filing for SWZ?
The most recent Form 4 filing for SWZ on Tracefour is dated Oct 13, 2026.
Who is the most active insider at SWZ?
The most active SEC Form 4 filer at SWZ in the rolling window is President and CEO Dakos Andrew, with 30 filings.
What is the net insider flow at SWZ over the last 6 months?
Over the trailing 180 days, insiders at SWZ have net bought $535K based on SEC Form 4 disclosures.
What is the total insider buy and sell value at SWZ in the current window?
Inside the rolling window, insiders at SWZ bought $1.5M and sold $347K based on SEC Form 4 filings.
Can I get alerts for SWZ insider trading?
Yes. Tracefour sends a free email when a new SEC Form 4 purchase or sale is filed at Total Return Securities Fund (SWZ). Alerts are set per company from the page itself, there is no paid tier, and each email links to the original filing on SEC EDGAR.
Related companies
Total Return Securities Fund is in the Finance & Insurance sector.