GOLDSTEIN PHILLIP
Secretary
GOLDSTEIN PHILLIP has filed 16 SEC Form 4 filings (22 transaction rows) across 2 companies, including SWZ, PCF, with disclosures dating back to 2025. 16 of those filings fall inside the rolling window. Most recent filing: Oct 13, 2026.
On the most recent filing, GOLDSTEIN PHILLIP is listed as Secretary at Total Return Securities Fund. Inside the rolling window, GOLDSTEIN PHILLIP reported 19 open-market purchases totaling $773K in SWZ and PCF and no open-market sales. The largest disclosed transaction in the window is a purchase of 20,000 PCF shares on Aug 19, 2026, worth $108K.
Companies traded
Other insiders at SWZ
Insider Buying
$773K
reported purchases (SEC code P)
Insider Selling
$0
reported sales (SEC code S)
Companies
2
in the rolling window
| Source | |||||||
|---|---|---|---|---|---|---|---|
| SWZ | Secretary | Purchase | 5,000 | $29K | Oct 13 | SEC ↗ | |
| PCF | Affiliate of the Adviser | Purchase | 20,000 | $108K | Aug 21 | SEC ↗ | |
| PCF | Affiliate of the Adviser | Purchase | 5,000 | $27K | Aug 21 | SEC ↗ | |
| PCF | Affiliate of the Adviser | Purchase | 819 | $4K | Aug 10 | SEC ↗ | |
| SWZ | Secretary | Purchase | 5,980 | $36K | Jul 8 | SEC ↗ | |
| PCF | Affiliate of the Adviser | Purchase | 5,088 | $28K | Apr 9 | SEC ↗ | |
| PCF | Affiliate of the Adviser | Purchase | 600 | $3K | Apr 9 | SEC ↗ | |
| SWZ | Secretary | Purchase | 10,000 | $60K | Mar 19 | SEC ↗ | |
| PCF | Affiliate of the Adviser | Purchase | 17,905 | $98K | Mar 19 | SEC ↗ | |
| SWZ | Secretary | Purchase | 10,000 | $60K | Mar 9 | SEC ↗ | |
| SWZ | Secretary | Purchase | 5,000 | $30K | Mar 5 | SEC ↗ | |
| SWZ | Director | Purchase | 5,000 | $31K | Feb 25 | SEC ↗ | |
| SWZ | Director | Purchase | 10,000 | $61K | Feb 10 | SEC ↗ | |
| PCF | Affiliate of the Adviser | Purchase | 7,514 | $45K | Feb 4 | SEC ↗ | |
| PCF | Affiliate of the Adviser | Purchase | 10,000 | $61K | Feb 4 | SEC ↗ | |
| SWZ | Director | Purchase | 10,000 | $59K | Feb 3 | SEC ↗ | |
| PCF | Director | Purchase | 2,487 | $15K | Dec 18 | SEC ↗ | |
| PCF | Director | Purchase | 800 | $5K | Dec 18 | SEC ↗ | |
| PCF | Director | Purchase | 2,500 | $15K | Dec 18 | SEC ↗ |
Frequently asked questions
How many SEC Form 4 filings has GOLDSTEIN PHILLIP made?
GOLDSTEIN PHILLIP has filed 16 SEC Form 4 filings (22 transaction rows) across 2 companies, including SWZ, PCF since 2025.
Which companies does GOLDSTEIN PHILLIP trade?
GOLDSTEIN PHILLIP has filed SEC Form 4 disclosures for 2 companies, including SWZ, PCF.
When was GOLDSTEIN PHILLIP's most recent SEC Form 4 filing?
GOLDSTEIN PHILLIP's most recent SEC Form 4 filing on Tracefour is dated Oct 13, 2026.
What is GOLDSTEIN PHILLIP's job title?
On the most recent SEC Form 4 filings tracked by Tracefour, GOLDSTEIN PHILLIP is listed as Secretary.
What is GOLDSTEIN PHILLIP's total buy and sell value in the current window?
Inside the rolling retention window, GOLDSTEIN PHILLIP bought $773K and sold $0 based on SEC Form 4 filings.
What was GOLDSTEIN PHILLIP's largest disclosed transaction?
The largest disclosed transaction in the current window is a purchase of 20,000 PCF shares on 2026-08-19, worth $108K, per SEC Form 4 filings.