Dakos Andrew
SEC Form 4 insider trading activity
Dakos Andrew has filed 25 SEC Form 4 filings (58 transaction rows) across 3 companies, including TRC, SWZ, SPE, with disclosures dating back to 2025. 25 of those filings fall inside the rolling window. Most recent filing: Oct 20, 2026.
On the most recent filing, Dakos Andrew is listed as President and CEO at Total Return Securities Fund. Inside the rolling window, Dakos Andrew reported 30 open-market purchases totaling $990K in SWZ and 3 open-market sales totaling $150K in SPE. The largest disclosed transaction in the window is a purchase of 14,918 SWZ shares on Mar 2, 2026, worth $90K.
Companies traded
Other insiders at TRC
Insider Buying
$990K
reported purchases (SEC code P)
Insider Selling
$150K
reported sales (SEC code S)
Companies
3
in the rolling window
| Source | |||||||
|---|---|---|---|---|---|---|---|
| SWZ | President and CEO | Purchase | 10,000 | $58K | Sep 29 | SEC ↗ | |
| SWZ | President and CEO | Purchase | 10,000 | $58K | Sep 29 | SEC ↗ | |
| SWZ | President and CEO | Purchase | 5,000 | $30K | Jul 7 | SEC ↗ | |
| SPE | President and CEO | Sale | 1,077 | $15K | Jun 4 | SEC ↗ | |
| SPE | President and CEO | Sale | 5,317 | $75K | Jun 4 | SEC ↗ | |
| SWZ | President and CEO | Purchase | 7,500 | $45K | May 29 | SEC ↗ | |
| SWZ | President and CEO | Purchase | 5,500 | $33K | May 29 | SEC ↗ | |
| SWZ | President and CEO | Purchase | 4,000 | $24K | May 20 | SEC ↗ | |
| SWZ | President and CEO | Purchase | 13 | $77 | May 20 | SEC ↗ | |
| SWZ | President and CEO | Purchase | 2,987 | $18K | May 20 | SEC ↗ | |
| SWZ | President and CEO | Purchase | 8,265 | $50K | Apr 20 | SEC ↗ | |
| SWZ | President and CEO | Purchase | 3,000 | $18K | Apr 20 | SEC ↗ | |
| SWZ | President and CEO | Purchase | 2,000 | $12K | Apr 9 | SEC ↗ | |
| SWZ | President and CEO | Purchase | 4,000 | $24K | Apr 9 | SEC ↗ | |
| SWZ | President and CEO | Purchase | 4,863 | $29K | Apr 6 | SEC ↗ | |
| SWZ | President and CEO | Purchase | 100 | $595 | Apr 6 | SEC ↗ | |
| SWZ | President and CEO | Purchase | 5,900 | $35K | Mar 31 | SEC ↗ | |
| SWZ | President and CEO | Purchase | 5,300 | $31K | Mar 31 | SEC ↗ | |
| SWZ | President and CEO | Purchase | 6,000 | $36K | Mar 26 | SEC ↗ | |
| SWZ | President and CEO | Purchase | 1,700 | $10K | Mar 13 | SEC ↗ | |
| SWZ | President and CEO | Purchase | 3,324 | $20K | Mar 13 | SEC ↗ | |
| SWZ | President and CEO | Purchase | 12,000 | $72K | Mar 9 | SEC ↗ | |
| SWZ | President and CEO | Purchase | 12,500 | $75K | Mar 9 | SEC ↗ | |
| SWZ | President and CEO | Purchase | 14,918 | $90K | Mar 4 | SEC ↗ | |
| SWZ | President and CEO | Purchase | 5,000 | $31K | Mar 2 | SEC ↗ |
Frequently asked questions
How many SEC Form 4 filings has Dakos Andrew made?
Dakos Andrew has filed 25 SEC Form 4 filings (58 transaction rows) across 3 companies, including TRC, SWZ, SPE since 2025.
Which companies does Dakos Andrew trade?
Dakos Andrew has filed SEC Form 4 disclosures for 3 companies, including TRC, SWZ, SPE.
When was Dakos Andrew's most recent SEC Form 4 filing?
Dakos Andrew's most recent SEC Form 4 filing on Tracefour is dated Oct 20, 2026.
What is Dakos Andrew's total buy and sell value in the current window?
Inside the rolling retention window, Dakos Andrew bought $990K and sold $150K based on SEC Form 4 filings.
What was Dakos Andrew's largest disclosed transaction?
The largest disclosed transaction in the current window is a purchase of 14,918 SWZ shares on 2026-03-02, worth $90K, per SEC Form 4 filings.